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Self-regulatory organization
Results: 1339

#	Item
811	Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Adjustment of Orders) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 16:13:30 Financial Industry Regulatory Authority Financial regulation Securities Exchange Act NASDAQ Self-regulatory organization U.S. Securities and Exchange Commission New York Stock Exchange Selling away NYSE Euronext United States securities law Economy of the United States United States
812	SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]June 16, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Rela Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-17 13:55:01 United States Securities and Exchange Commission Municipal Securities Rulemaking Board 73rd United States Congress U.S. Securities and Exchange Commission Business Financial system Securities Exchange Act Self-regulatory organization Securities market Financial regulation Electronic Municipal Market Access United States securities law
813	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 19, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-20 13:01:54 U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Business Financial system United States securities law Financial regulation Financial Industry Regulatory Authority
814	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-03 16:08:55 Economy of the United States NYSE Arca Financial services New York Stock Exchange Securities Exchange Act Self-regulatory organization Deutsche Börse NYSE Technologies NYSE Euronext Euronext New York City
815	Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, to Adopt FINRA Rules[removed]Commu Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-01 16:28:39 Finance Securities 73rd United States Congress United States Securities and Exchange Commission Stock market Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization United States securities law Financial economics Financial system
816	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 10, 2008 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-12 11:08:21 Financial economics Securities Exchange Act New York Stock Exchange Financial system Self-regulatory organization U.S. Securities and Exchange Commission National best bid and offer Finance United States Securities and Exchange Commission United States securities law 73rd United States Congress
817	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Conforming ISE Rule 622 with Comparable NASD Rule 11870 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-23 14:31:42 United States Securities and Exchange Commission Securities Exchange Act Finance Financial system Financial Industry Regulatory Authority Self-regulatory organization U.S. Securities and Exchange Commission Federal Rules of Civil Procedure SEC filing United States securities law Financial regulation 73rd United States Congress
818	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 19, 2003 Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Boa Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-18 16:00:26 Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Electronic Municipal Market Access Financial regulation Municipal Securities Rulemaking Board Financial economics
819	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-20 15:54:55 New York Stock Exchange Securities Exchange Act NYSE Arca International Securities Exchange U.S. Securities and Exchange Commission Self-regulatory organization United States Financial regulation United States Securities and Exchange Commission United States securities law Economy of the United States
820	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 12, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 11:00:38 Financial system Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Selling away United States securities law Financial Industry Regulatory Authority Financial regulation

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